You must read the following warnings carefully and acknowledge them before making any investment. If you do not understand the risks, you should not invest without seeking advice from an appropriately qualified professional who is able to explain them to you.
All investment products carry risks. Please bear in mind the following general risks involved when investing.
This notice cannot disclose all the risks and other significant aspects of transacting in financial instruments and the capital markets at large. You should not deal in financial instruments unless you understand their nature and the extent of exposure to risk. You should also be satisfied that the specific financial instrument(s) that you will select is/are suitable for you in the light of your circumstances and financial position. Some financial instruments are unsuitable for many investors. Different financial instruments involve different levels of exposure to risk and in deciding whether to trade in such instruments you should be aware of the items listed here below. You should exercise particular care in evaluating the risks involved and decide whether, in the light of those risks, investment is appropriate for you. This notice is not intended to be exhaustive and there may be other risk factors which you should take into account in relation to a particular investment.
Your personal decision to invest.
A decision to invest is a personal decision by you and no responsibility for the consequences of that decision is accepted by either TPP or UCapital Asset Management LLP. or by any of their partners, directors, agents, employees or other members. To invest through this platform you need to understand the following important risks:
Process of investment
Clients with existing Brokerage accounts simply need to register with us at the TPP website registration section and link their client account to the strategy-product of their choice. This smooth registration takes place online and is fully automated.
Once registered, you will find in-depth information and analytics of each strategy, including its verified historic track records displaying performances and all relevant ratios produced. On the TPP user-friendly dashboard, you will be enabled to choose the investment products / strategies that you would like to be linked to your bank or brokerage accounts, and by doing this, you will easily trigger the platform to replicate the trading activity of relevant TPP strategies chosen into your accounts, following the scale of exposure chosen by you.
Our sophisticated platform will immediately replicate the designated trading activity into your linked bank / brokerage accounts.
You may opt in and out at any time and as many times as you wish. Building your own portfolios and online investing or divesting is now possible through TPP!
Special Notice: You should make every effort to read and understand all the documents included herein including the Risk Warnings statement available with the TPP Investment Management Agreement. UCapital Asset Management LLP recommends that you seek your own professional advice to assist you in the comprehensive understanding of the terms set out in this document as well as your rights (including the extent of these) and obligations arising there from.
Risk of Loss of investment
Investments carry high risks as well as the possibility of high rewards. Accordingly, each investor should consider very carefully whether such investments are suitable in the light of their own personal circumstances, commitments and available financial resources. Engaging in any investment activity may expose you to a significant risk of losing money. The investment in TPP products is intended for investors who have speculative capital. The investments managed by TPP may increase as well as decrease in value. Changes in exchange rates may adversely affect the value, price or income produced by our products. Managed accounts are vulnerable to sudden drops affecting their value. Revenue varies according to market conditions and pricing procedures. TPP does not guarantee the achievement of the objectives or goals. Investments on TPP platform are categorized as a Medium-High Risk to High-risk investments.
Past Performance
There is substantial risk of loss of your capital when trading financial markets and derivatives including futures, options, CFDs etc. Please seek independent advice when investing. Past performance should not be relied upon as an indication or a guarantee of future performance and no guarantee, express or implied, is given for future performance. The products described on this website may not be suitable for you and therefore not directed at you.
Back-tested, hypothetical or simulated performance results
All projections, valuations and analyses are provided to assist you in the evaluation of the matters described herein and (i) may be based on subjective assessments and assumptions, (ii) may use one among alternative methodologies that produce different results and (iii) to the extent they are based on historical information, should not be relied upon as an accurate prediction of future performance. Certain analysis is presented herein and is intended solely for purposes of indicating a range of outcomes that may result from changes in market parameters. It is not intended to suggest any outcome is more likely than another, and it does not include all possible outcomes or the range of possible outcomes, one of which may be that the investment value declines to zero.
The live historical or past simulated performance of each strategy is not a guarantee or an indication of future performance.
All projections and forecasts in these materials are therefore illustrative only. Back-tested, hypothetical or simulated performance results have inherent limitations. Simulated results are achieved by the retroactive application of a back-tested model itself designed with the benefit of hindsight. The back-testing of performance differs from the actual account performance because the investment strategy may be adjusted at any time, for any reason and can continue to be changed until desired or better performance results are achieved. Alternative modelling techniques or assumptions might produce significantly different results and prove to be more appropriate. Past hypothetical back-test results are neither an indicator nor a guarantee of future returns. Actual results will vary from the analysis.
Tax
TPP does not provide any tax advice. You should take your own tax advice if you are unsure about the taxation of your investments.
The basis of taxation is subject to change over time.
Fees
Variable subscription Fee scheme applies to Investment on the TPP platform, ranging from $75 USD to $150 USD per month per subscribed strategy, applicable in dependence of the specific strategies chosen by investors. No Management nor Performance Fees apply on TPP investments.
Website related Important Information
By proceeding to view other areas of this website, you are deemed to have read and understood this legal information and to have had notice of the disclosures and warnings contained herein.
Owner and Operator of this Website
This website is owned and operated by TPP (“we” or “us” or “our”), a registered trading name of UCapital Asset Management LLP (“UCapital” or “we” or “us” or “our”). It provides information about investment products and services provided by TPP.
The entire content of this website is protected by copyright laws and intellectual property rights. You may download and use information and material from our website for your personal use. However, you may not copy, reproduce, distribute or modify the content of the alephfinance.com website for commercial or public use without prior written consent from TPP.
General Disclosure
All products and services in the pages of the website are subject to their own specific terms and conditions, which may change from time to time. If you choose to buy any TPP product listed on this website, you should not rely solely on the information contained on the website. You should read carefully the terms and conditions relating to any product or service you intend to purchase. These may be obtained from us - contact details are to be found on the ‘contact us’ link on this website.
Jurisdiction and Local Laws
The information on this website does not constitute an offer to sell or invitation to buy securities in any jurisdiction where such an offer or invitation is unlawful. The Information does not constitute an offer or solicitation to buy or sell any investment fund or other product, service or information to anyone in any jurisdiction in which an offer or solicitation is not authorized or cannot legally be made or to any person to whom it is unlawful to make an offer or solicitation.
TPP does not give investment advice or investment recommendations with respect to its product range or services offered. Nothing on this site should be construed as the giving of investment advice or investment recommendations.
Legal and Regulatory Status
TPP is an authorized trading name of UCapital Asset Management LLP.
UCapital Asset Management LLP is authorised and regulated by the FCA - Financial Conduct Authority - with registration number 477155. Registered Company number OC333807.
The regulated activities that the firm has FCA permission to provide:
Advising on Investments
Carrying on a regulated activity
Arranging deals in Investments
Dealing in Investment as an agent
Making arrangements with a view to making transactions in Investments
Managing Investments
Link to FCA firm register: https://www.fsa.gov.uk/register
Privacy Policy
TPP treats the privacy of our investors and potential investors very seriously and we are registered under the UK Data Protection Act. This privacy policy sets out the basis on which any personal data we collect from you will be processed by us.
Please note that this privacy policy only applies to this website, so when you link to other websites you should read the privacy policies for those websites. We are not responsible for the privacy policy or practices of third-party websites.
Information we may collect from you
We may collect and process the following data about you:
Information that you provide to us when you register with us or in relation to products or services we provide to you, whether over the phone or via this website. Website usage information which is collected using cookies (see below our section on cookies).
We may keep a record of correspondence with you and we may use tracking technology on any emails which we send to you.
Although this policy tells you about types of data we collect from you and how these are used, at the point at which you provide us with any information about you, we will ask for your consent to use that information.
Cookies
A "cookie" is a small piece of encoded information sent by a web server to be stored on your web browser (Internet Explorer, Firefox) so that it can remember something about you such as username, password, references at a later date. This process enables us to provide you with personalised information and simplify your user experience. TPP uses persistent cookies that do not expire at the end of a user session. Cookies have three functions: security, log in and responsibility discharge.
The cookie stored on your web browser does not contain any personal information. The cookie is encrypted and only the TPP web server can read it.
A cookie is installed to ensure that there is a unique identification when a user visits the TPP website. This cookie enables us to determine what page the user will see next time he/she visits the website.
Our system will issue cookies when you visit our website. If you do not wish to have a cookie stored on your computer, you should disable them in your browser’s security options.
Uses made of your personal information
The personal information that you provide to us will be used for anumber of different purposes including:
• to manage and administer your account;
• to offer you investment products and services (except where youhave asked us not to do so) and to help us develop new ones;
• to contact you with details of changes to products you have bought;
• for internal analysis and research;
• to comply with legal or regulatory requirements; and
• to identify you when you contact us.
We may use external third parties to process your personal information on our behalf in accordance with these purposes.
Sharing of your personal information with others
Where you have notified us of your adviser, the personal information provided may be shared with such adviser. You must notify us in writing if you no longer wish us to share your personal information with your adviser or of any change to your adviser. Your adviser should have its own arrangements with you about its use of your personal information.
We do not disclose information about identifiable individuals to our advertisers, but we may provide them with aggregate information about our users. We may also use such aggregate information to help advertisers reach the kind of audience they want to target. We may disclose your personal information to any member of our group, which means our subsidiaries, our holding company and its subsidiaries.
We may disclose your personal information to non-affiliated subcontractors that perform support services for us. We may disclose your personal information to third parties in the event that we sell or buy any business or assets, in which case we may disclose your personal data to the prospective seller or buyer of such business or assets.
We may disclose or share your personal information with any regulatory authority, or to any person legally empowered to require such information; or to protect the rights, property, or safety of us, our customers, or others. This includes exchanging information with other companies and organisations for the purposes of fraud protection and credit risk reduction. We may transfer your personal information outside the EEA for the purposes set out above.
Where we do so we shall ensure that they safeguard your personal information to the same standards that we employ to protect such information.
Where we store your personal information
We will take all steps reasonably necessary to ensure that your data is treated securely and in accordance with this privacy policy. All information you provide to us is stored on our secure servers. Unfortunately, the transmission of information via the internet is not completely secure. Although we will do our best to protect your personal data, we cannot guarantee the security of your data transmitted to our site; any transmission is at your own risk. Once we have received your information, we will use strict procedures and security features to try to prevent unauthorised access.
Your rights
You have the right to receive details of the personal information we maintain on you. The provision of such information by us to you is subject to a payment of a fee currently fixed at £10.00 and to you supplying us with appropriate evidence of your identity. Please contact us by post at the address below or email if you wish to do this.
You may instruct us not to process your personal data for marketing purposes. You can exercise this right at any time by contacting at the email or address immediately below.
Updating your personal information
Please let us know if the personal information which we hold about you needs to be corrected or updated.
Contact
If you have any questions about this privacy policy or our treatment of your personal information, please write to us by email to support@tppglobal.io or by post to TPP - Tallis House, 2 Tallis St. Blackfriars, London. EC4Y 0AB -United Kingdom
Your data controller
For the purposes of the UK Data Protection Act 1998, the data controller in respect of any personal information provided is TPP.
Changes to our privacy policy
We keep our privacy policy under regular review, and we may update this policy and place a new version on our website. You should check this page occasionally to ensure you are happy with any changes.
No Liabilities
TPP is not responsible for and will not be liable to you or anyone else for any damages whatsoever (including direct, indirect, incidental, special, consequential, exemplary or punitive damages) arising out of or in connection with your use of or inability to use the website or the information, or any action or decision made by you in reliance on the website or the information, or any unauthorised use or reproduction of the website or the information, even if we have been advised of the possibility of these damages.
This website content is dated as at 10 March 2021. Before relying on any information here, you should check that this is the most recently published information.
Complaints
Complaints should be addressed to: complain@alephfinance.com or filed directly at:
Tallis House
2 Tallis Street
London
EC4Y 0AB
United Kingdom
0044 (0) 2081759300
The Financial Ombudsman Service (FOS) may be able to consider a dispute with us
Regulated activities that this firm has permissions for may be covered by the Financial Ombudsman Service (FOS). If you have complained to us and we haven’t responded satisfactorily, you can contact the Financial Ombudsman for help.
The Financial Services Compensation Scheme (FSCS) may be able to consider a claim against this firm if it fails.
Regulated activities that this firm has permissions for may be covered by the Financial Services Compensation Scheme. If this firm has failed, you can contact the Financial Services Compensation Scheme for help.
Report to the FCA
If you have concerns about a firm listed on the Register, contact the FCA directly.
If you suspect you have been contacted by an unauthorised firm or individual carrying out an FCA-regulated activity, report it to us using this form: https://www.fca.org.uk/consumers/report-scam.
